AI governance frameworks: Compare
A learning aid, not legal advice.
| Dimension | AIUC-1, the standard for AI agent security, safety and reliability (Q3 2026 release) certifiable standard |
|---|---|
| Nature | Depth 2 of 3. A private certification standard, not law: voluntary to adopt, and the Artificial Intelligence Underwriting Company, which maintains it with a consortium, is the only body that issues the certificate. Accredited AIUC-1 auditors, "What body issues the AIUC-1 certificate?"; FAQ, "Who can certify organizations against AIUC-1?" |
| Where and to whom it applies | Depth 2 of 3. Agentic AI systems only, built or deployed by any organisation in any country; the organisation chooses which agents are certified, and may start with one high-risk agent. Scoping the AIUC-1 audit, Part 1 (Systems in scope) |
| Roles addressed | Depth 2 of 3. Separates the agent developer, which sets and documents secure defaults, from the deployer, which configures the agent securely for its own context; one organisation can be both. Scoping the AIUC-1 audit, Part 1 (Systems in scope: Guidance) |
| Risk approach | Depth 2 of 3. Each agent gets a risk taxonomy built from its capabilities and deployment context (C001); requirements apply by capability tags such as universal, automation or code generation. No legal risk tiers. C001 (Define AI risk taxonomy); Scoping, Part 2 (Statement of Applicability) |
| Inventory and documentation | Depth 2 of 3. Logs of agent processes, actions and outputs (E015) and a record of data processing locations (E011) are mandatory; a repository of model cards and datasheets is supplemental (E017). E011; E015; E017 (domain E, Accountability) |
| Risk or impact assessment | Depth 2 of 3. A risk taxonomy (C001) and internal pre-deployment testing across risk categories (C002); the standard's own ISO/IEC 42001 crosswalk grades the impact assessment clauses as a partial gap. C001; C002; AIUC-1 x ISO 42001 crosswalk, clauses 6.1.4 and 8.4 |
| Human oversight | Depth 1 of 3. Human review of flagged high-risk outputs (C007) and real-time feedback and intervention (C009) are supplemental, not mandatory; E004 names an accountable lead for each change that needs approval. C007; C009 (domain C, Safety); E004 |
| Transparency and notices | Depth 2 of 3. Users must be told when they deal with an AI system rather than a person (E016, mandatory); a transparency policy with model cards and datasheets is supplemental (E017). E016 (Implement AI disclosure mechanisms); E017 |
| Data governance | Depth 3 of 3. A whole domain of eight mandatory requirements: input and output data policies (including training on customer data), limits on agent data access, and safeguards against leaks of personal data, IP, customer data and secrets. Domain A (Data & Privacy), A001 to A008 |
| Testing, robustness and security | Depth 3 of 3. Mandatory technical evals, unique on this wheel: third-party adversarial testing (B001) and third-party tests of harmful and out-of-scope outputs, hallucinations and tool calls at least every three months (C010 to C012, D002, D004). B001; C010; C011; C012; D002; D004 |
| Monitoring and incident reporting | Depth 2 of 3. Failure plans for security breaches, harmful outputs and hallucinations (E001 to E003) and logging of third-party access (E009); risk monitoring is supplemental (C008). No duty to report to a regulator. E001; E002; E003; E009; C008 |
| Assurance and enforcement | Depth 3 of 3. An accredited auditor audits the controls and the publisher runs the technical tests; a certification committee issues a certificate valid for 12 months, kept valid by technical testing at least every three months. Accredited AIUC-1 auditors; FAQ, "How long is an AIUC-1 certificate valid?" |
| Effort to implement | Depth 3 of 3. Heavy: evidence across legal, operational and technical controls plus evals. The standard's pages give four to eight weeks (certification page) or five to ten weeks (FAQ), then quarterly testing and a yearly re-audit. AIUC-1 Certification (process table); FAQ, "How long does it take?" |
| Key dates | Depth 1 of 3. Released each quarter on 15 January, April, July and October; the current release is dated 2026-07-15, the site was last updated 2026-09-17, and the next release is due 2026-10-15. No legal dates. AIUC-1 changelog; Re-certification, "Which version of the standard to audit against" |
A learning aid, not legal advice. Where AI SENTINEL is mentioned, it supports or maps to the dimension; it does not certify anything. Dates are those the official texts state on the date shown.